Avoiding Sanctions

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email us at mail@immigrationsolutions.com

The following is not intended to be legal advice pertaining to your situation and should not be construed as such. The information provided is intended merely as a general overview with regard to the subject matter.

ICE_customs-logo-muck Civil Monetary Penalties

The Department of Homeland Security, U.S. Immigration and Customs Enforcement (ICE) is authorized to conduct investigations to determine whether employers have violated the prohibitions against knowingly employing unauthorized aliens and failing to properly complete, present or retain the Employment Eligibility Verification form (Form I-9) for newly hired individuals.

If ICE believes that violations have occurred, ICE may issue a Warning Notice, a Technical or Procedural Failures Letter notifying the employer of technical or procedural failures in need of correction, or a Notice of Intent to Fine (NIF). In cases where a NIF is issued, employers may request a hearing within 30 days of service of the NIF to contest the NIF before an Administrative Law Judge of the Office of the Chief Administrative Hearing Officer (OCAHO), Executive Office for Immigration Review, U.S. Department of Justice. Hearing requests must be in writing and filed with the ICE office designated in the NIF. If a hearing is not requested within the 30-day period, ICE will issue a Final Order to cease and desist and to pay a civil money penalty. Once a Final Order is issued, the penalty is unappealable. If a hearing is requested, ICE will file a complaint with OCAHO to begin the administrative hearing process which may end in settlement, dismissal, or a Final Order for civil money penalties.

Hiring or Continuing to Employ Unauthorized Alien(s)

An employer found to have knowingly hired, recruited or referred for a fee, or continued to employ, an unauthorized alien for employment in the United States shall be subject to an order to cease and desist from the unlawful behavior and to pay a civil fine. An employer can be fined $250 – $2,000 per unauthorized alien with respect to whom the First offense occurred before September 29, 1999, and not less than $275 and not exceeding $2,200, for each unauthorized alien with respect to whom the offense occurred on or after September 29, 1999. An employer can be fined from $2,000 – $5,000 per unauthorized alien for a Second offense that occurred before September 29,1999, and between $2,200 – $5,500 if occurred on or after September 29, 1999. An employer can be fined from $3,000 – $10,000 per unauthorized alien for each Third or Subsequent offense that occurred before September 29, 1999, and between $3,300 – $11,000 if occurred on or after September 29, 1999.

These penalties are not limited to employees for whom employers complete and retain I-9 files, but also cover employers’ use of contract personnel known to them to be unauthorized to work in the United States. If an employer can demonstrate compliance with Form I-9 requirements, a good faith defense with respect to a charge of knowingly hiring an unauthorized alien will have been established unless the government can prove otherwise.

Failure to Comply with Form I-9 Requirements

Employers who fail to properly complete, retain, and/or present Forms I-9 for inspection as required by law may be subject to a civil penalty for violations occurring on or after September 29, 1999 from $110 – $1,100 per employee whose Form I-9 is not properly completed, retained, and/or presented. For violations occurring before September 29, 1999, civil penalties range from $100 to $1,000. In determining the amount of the civil penalty, the following factors are considered: size of the business of the employer being charged; the good faith of the employer; the seriousness of the violation; whether or not the individual was an unauthorized alien; and the history of previous violations of the employer.

Requiring Indemnification

Employers found to have required a bond or indemnity from an employee against liability under the employer sanctions laws may be fined $1,000 for each violation before September 29, 1999, and $1,100 per violation on or after September 29, 1999, and ordered to make restitution to the person required to pay the indemnity. If that person cannot be located, payment is made to the U.S. Treasury.

Criminal Penalties

Engaging in a Pattern or Practice of Knowingly Hiring or Continuing to Employ Unauthorized Aliens

Employers convicted of having engaged in a pattern or practice of knowingly hiring unauthorized aliens or continuing to employ aliens knowing that they are or have become unauthorized to work in the United States, after November 6, 1986, (e.g. expiration of work authorization), may be fined up to $3,000 per unauthorized employee and/or face up to 6 months of imprisonment.

Engaging in Fraud or False Statements, or Otherwise Misusing Visas, Immigration Permits, and Identity Documents

Persons who knowingly use fraudulent identification documents, identity documents that were issued to persons other than themselves, or false attestations for the purpose of satisfying the employment eligibility verification requirements, may be fined and/or imprisoned for up to 5 years.

Civil Document Fraud

It is unlawful for any person or entity knowingly to engage in any of the following activities:

If an investigation reveals that an individual has committed or participated in any of the acts listed above, the U.S. Department of Homeland Security, U.S. Immigration and Customs Enforcement may issue a Notice of Intent to Fine (NIF). Within 60 days of the NIF, the person or entity that receives the NIF may make a written request for a hearing submitted to the appropriate ICE office or face an unappealable Final Order to pay a civil penalty, per fraudulent document or proscribed activity, in the amount of: $250 – $2,000 or, if on or after September 29, 1999, $275 – $2,200, for the first offense; and $2,000 – $5,000, or, if on or after September 29, 1999, $2,200 – $5,500, for each subsequent offense.

For an individual who is not a U.S. citizen, waiver of a 274C hearing will result in the issuance of a final order and removal from the United States.

Unlawful Discrimination

If an Office of Special Counsel for Unfair Employment-Related Discrimination (OSC) or Equal Employment Opportunity Commission (EEOC) investigation reveals employment discrimination covered by the Immigration and Nationality Act, the employer will be ordered to cease the prohibited practice and may be ordered to take one or more of the following steps:

Employers may also be ordered to pay civil monetary penalties of $250 – $2,000 per individual discriminated against for the first offense, $2,000 – $5,000 per individual discriminated against for the second offense, $3,000 – $10,000 per individual discriminated against for subsequent offenses.

Document Abuse

Where employers are found to have requested more or different documents than an employee has chosen to present from List A or Lists B and C, they may be fined $100 – $1,000 for each individual determined to have suffered such document abuse.

Immigration Solutions Group helps employers avoid sanctions and advises employers on the immigration consequences of mergers, acquisitions and other corporate changes. The firm evaluates the immigration ramifications of corporate changes, develop strategies for minimizing the impact on affected personnel and, where desired, assist management in communicating the changes to the personnel.  The firm advises clients on employment eligibility verification issues arising out of the Immigration Reform and Control Act of 1986 (IRCA). Immigration Solutions Group aggressively aides their clients in acquiring, maintaining and defending compliance with these sections of the law.

Citizenship and Immigration Services has imposed significant fines on employers for violations of the Immigration Reform and Control Act of 1986. These fines have been imposed on employers not only for knowingly hiring illegal workers but also for paperwork errors on the Employment Verification Forms I-9. Liability for such violations, errors, and omissions can be reduced through a combination of compliance training and internal audits.

ISG performs audits for their corporate clients and provide training and recommendations for establishing procedures and policies to ensure that each company’s employment verification process complies with the relevant federal regulations.

A complete audit of your Form I-9 records involves the following:

  1. Review of all Forms I-9 (or a percentage thereof, depending on the size of the employer) for all active employees hired on or after November 6, l986.
  2. Review of every Form I-9 (or a percentage thereof, depending on the size of the employer) for all employees who have terminated employment, but for whom Forms I-9 must still be retained.
  3. Review of payroll records of all active and terminated employees to determine if all Forms I-9 have been completed.
  4. Review of Form I-9 for all terminated employees to establish dates by which such Forms I-9 can be destroyed.
  5. Completion of internal audit form for each incorrect Form I-9 identifying the error(s).
  6. Analysis of results of internal audit and of the effectiveness of current policies and procedures.
  7. Recommendations regarding training and record keeping to reduce future errors.

In many cases, ISG will work with corporate staff to correct the Forms I-9 under their supervision during the course of the audit. We have also used the internal audit procedure to assist in training the personnel who complete the Forms I-9. The audit procedure can be flexible and tailored to your company’s particular needs.

Immigration Solutions Group is also available to represent clients undergoing a government investigation or audit of their immigration compliance. They review their client’s compliance, assesses their client’s potential exposure and represent their client in administrative proceedings or in negotiation of an appropriate resolution.


Information on employer sanctions and how to avoid them may be found by contacting the law firm Immigration Solutions Group, PLLC. Advice and implementation of an compliance program that follows the Federal Register which contains detailed technical regulations controlling employer sanctions may be acquired by contacting (202) 234-0899 or email us at: mail@immigrationsolutions.com